Homework
Read the sections below. Use the Table of Contents, above to navigate if you wish.
The first section is a Prehistoric Timeline, to give you an orientation to prehistory.
We then examine several prehistoric cultures in Southeastern Europe, to show how society evolved during the sixth and fifth millennia BCE. In subsequent weeks we will follow major developments in the Fourth and Third millennia BCE to try to figure out what was going on with the Indo-European people before their history started in the second millennium BCE.
If you get confused about geography, use this Terrain Map of the Balkans as a refresher
Questions to Ponder:
Our hominid ancestors have been around for 5 million years. Why do you think that they only made the switch from hunter-gathering to farming and complex societies 14,000 years ago?
Of the three theories of the origins of the Proto-Indo-Europeans mentioned below: the Paleolithic Continuity Theory, The Anatolian hypothesis, or the Kurgan/Steppe hypothesis, which one do you find most attractive? Why? How can we evaluate these theories?
What do you think caused extreme social stratification in Varna? And why was there no social stratification among the farming communities?
Why do you think there was little sign of violence or warfare among the Neolithic farming communities?
Why do you think the Cucuteni Trypillia culture burned their houses every 75 years or so?
Why do you think there is no evidence of violence or warfare in this region in the sixth and fifth millennia?
What do you make of the female figurines that were so prevalent in these cultures? What do you think of Marija Gimbutas' theory of a Goddess religion and matriarchal Old Europe?
Why do you think all the cultures in the Balkans collapsed after 4000 BCE? Why do you think the Cucuteni-Trypillian culture survived?
Come to class with any questions for discussion or clarification on any topic you like, as long is it's more or less relevant to the material below.
If you hate reading on the web, you can CLICK HERE to open a 35 page pdf of this long web page which you can print out; however, you'll have to go back to this web page to click through to some of the attachments.
Prehistoric Timeline
For those of you who do not live in the past, like I do, I offer a timeline of events that may help to orient you to the prehistoric events to come.
5 Million Years Ago
Humans evolved away from their nearest evolutionary neighbors, the chimpanzees, making a risky evolutionary bet on bipedal locomotion and larger brains at the expense of increased nutritional requirements.
Lucy, our bipedal ancestor from 3.2 million years ago
2 Million Years Ago
Homo erectus evolved and was relatively successful, colonizing Africa and making several migrations into Eurasia, where they begot the Neanderthals and Denisovans.
700,000 Years Ago
Starting 740,000 years ago massive ice ages of increasing severity struck the earth in cycles of roughly 100,000 years.
300,000 Years Ago
Anatomically modern humans, Homo Sapiens, evolved. Given the exceedingly harsh ice age conditions in Africa, humans almost died out; at one point the effective size of the global human population may have been as low as 700 people.
70,000 Years Ago
Some unknown factor (speech?, abstract reasoning?, cuture?) led to an extraordinary burst of evolutionary success for humans. They escaped Africa and colonized all of Eurasia and Australasia within 20,000 years.
20,000 Years Ago
25,000 -18,000 years ago the last ice age was at its maximum extent, with glaciers covering the northern Eurasian landmass and dry steppe conditions in the south. In Europe, the only humans who survived were small bands of people clustered in refugia in Spain and Portugal. The Paleolithic continuity theory of the origin of the Proto-Indo-Europeans is that this group of people, who recolonized Europe and Asia the ice age ended, spoke the proto-Indo-European language.
Cave painting of a bison from the Cave of Altamira
10,000 BCE
The Neolithic ("New Stone") Age begins in the Fertile Crescent. A cornucopia of game animals and fields of wild wheat allowed people to switch from a hunter-gathering lifestyle to settled houses. Huge megalithic (large stone) temples were built at Göbekli Tepe in modern day Turkey. A variety of grains and plants were then domesticated, and sheep and goats were domesticated starting from around 8,500 BCE. Jericho, the oldest city in the world, grew to a population of perhaps 2,000 people by 8,000 BCE.
7,000 BCE
Around 7,000 BCE pottery was invented. With the advent of pottery, humans flourished, and starting taking the package of domesticated grains, animals, and pottery beyond the Fertile Crescent. Çatalhöyük is a city in southern Anatolia (modern day Turkey) that had a population of around 5,000 to 7,000 people and flourished from 7,500 to 6,400 BCE. The site is remarkable for its uniformity: there are no differences between houses which would suggest any measure of social stratification. Likewise, there was little social distinction based on gender, with men and women receiving equivalent nutrition and seeming to have equal social status, as is typically found in hunter-gatherer cultures. Houses were decorated with bull iconography, perhaps related to bull worship and bull jumping, as well as decorated with clay breasts. Clay figurines, mostly of animals, were found throughout the site; 5% of the figurines were of women.
From 6,400 BCE the population at Çatalhöyük declined until it was abandoned, along with most other large sites in the Fertile Crescent. One possible reason for abandonment was climate change: at 6,200 BCE the weather suddenly got colder and drier (see 8.2 ka event).
Seated goddess flanked by two felines, leopards or lionesses
The Spread of Farming into Europe by Date, BCE
By Detlef Gronenborn, Barbara Horejs
5500 BCE
The Anatolian farmers moved into the Balkans and the Carpathian Basin: modern day Serbia, Hungary and Romania from around 6,200 BCE in what is called the Starčevo–Kőrös–Criș culture. For 700 years they developed their culture, adapting to a colder climate, learning to plow, manuring the fields, mining salt and storing food for the winter. For whatever reason, after some centuries of percolation, a subsequent culture called the Linear Beaker Keramik, or LBK suddenly burst forth around 5500 cal. BCE, following the Danube north-west, and colonizing all the major river basins of western and central Europe and Ukraine: the Seine, Rhine, Elba, Oder, Vistula, Bug and Dniester rivers. Within 500 years, the expansion of the LBK farmers spanned from Odessa in the east to Paris in the West. Further expansion of farmers along the Atlantic seaboard and the British Isles brought the great megalith cultures which built Stonehenge and similar monuments across Spain, Great Britain, Brittany and northern Germany.
British archeologist Colin Renfrew has promoted the Anatolian hypothesis: the idea that these farmers who had come from Anatolia (modern day Turkey) spoke the proto-Indo-European language and the migrations of the LBK farmers into Europe spread the Indo-European languages.
People of the LBK culture lived in long timbered houses in extended family configurations. Based on analysis of skeletal strontium isotope ratios, it appears that it was predominantly a patrilocal family organization with exogamy, meaning that brides from other farming communities farther away or native hunter-gatherer groups were recruited into the male's family. When the family unit got too big, perhaps the eldest male stayed with the farmstead while younger men traveled up the river valley to form new farmsteads.
Fourth Millennium BCE
The first three major civilizations arose during the fourth millennium (4000 BCE to 3000 BCE). In Mesopotamia, between the Tigris and Euphrates rivers, starting from 4000 BCE, the Sumerians built a highly stratified society, around palace temple dominated city-states like Uruk. The centralized governance was necessary to mobilize masses of workers to build irrigation systems for agriculture. Cuneiform was the earliest writing invented to help manage the city state, thus bringing civilization into the historical period. Traders from Uruk sourced copper, silver and gold from cultures in the north Caucasus mountains, and precious stones like lapis lazuli, turquoise and carnelian from eastern Afghanistan, Iran and Tajikistan, and western Pakistan, respectively. Anthony, David W.. The Horse, the Wheel, and Language (p. 401). Princeton University Press. Kindle Edition.
In Egypt, the First Dynasty of kings was established in the late 4th millenium to rule over both northern and southern Egypt. As in Mesopotamia, writing was invented, and the stratified society was employed to control irrigation of the Nile valley for agriculture.
The Narmer Palette depicts the unification of the Two Lands of Egypt.[23]
In Northwestern India, Pakistan and Afghanistan, the Indus Valley Civilization arose starting around 3300 BCE. The civilization consisted of many cities on the Indus River floodplain, including Harappa, a city of around 50,000 individuals with sophisticated urban planning, baked brick houses, and sophisticated water and drainage systems. The small amount of writing found on seals has never been deciphered.
Third Millennium BCE
In England, Stonehenge was constructed by the descendants of the Neolithic farmers from 3100 to around 2400 BCE. Farmers came from all over Britain during two festival periods in midsummer and midwinter. There were likely ceremonial rituals celebrating the dead as well as feasts, beer, stories and dances celebrating the living. There was evidence of warfare In the fourth millennium with fortified and destroyed settlements, but in the third millennium, the Neolithic farmers seemed to enjoy peace, with farmers mobilized to build great earthen works used for ceremonies all over Britain.
1200 BCE
The 50 years between 1200 and 1150 BCE saw the collapse of a formerly thriving trading economy in the western Mediterranean, called the Late Bronze Age Collapse. Most of the palace centered city states in Greece, Anatolia, the Levant, and Babylonia were completely destroyed. The Mycenaean kingdoms of Greece and the Hittite empire of Anatolia were destroyed. Assyria and Egypt survived but were greatly weakened. No one knows what caused the collapse. Egyptian records tell of attacks of Sea Peoples, who Ramesses III repelled. Perhaps migrating hordes were driven by the collapse of agriculture caused by drought.
Sea Peoples in their ships during the battle with the Egyptians. Relief from the mortuary temple of Ramesses III at Medinet Habu
1000 BCE
The Kingdom of Israel was formed around 1000 BCE. It flourished for about a century before splitting into a Northern Kingdom of Israel and a southern Kingdom of Judah. In 720 BCE King Sargon II of Assyria invaded the Kingdom of Israel and drove the ten lost tribes into slavery. In 587 BCE, Nebuchadnezzar II destroyed the Kingdom of Judah and drove the elite into captivity in Babylon. In 539 BCE, the Persian King Cyrus the Great conquered Babylonia, freed the Israelites and helped them rebuild the Second Temple in Jerusalem which stood until destroyed by the Romans in 70 CE.
The Late Neolithic in Southeastern Europe
Let's go back to our story of how the farmers traveled from Anatolia to Europe. They traveled from Anatolia in the late 7th millennium into Greece, the Balkans and the great Hungarian plain. There they percolated for about 700 years until the LBK culture crystallized and shot across Europe. But not all the farmers left; many stayed in their farming communities in the Balkans and the river valleys of the Danube and her tributaries where they thrived for 2000 years.
The Starčevo–Körös–Criș Culture 6200-5200 BCE
The Starčevo–Körös–Criș Culture covered most of the Balkans, Hungary and Romania from 6200 to 5200 BCE. Farmers lived in settlements, often on a lower or middle terrace overlooking a river valley. Houses were made of timber with mud plastered walls. The farmers kept herds of cattle, pigs and sheep, and grew wheat, oats, barley, peas and millet. Despite being lactose intolerant, the farmers probably milked dairy cows and sheep. In addition to their cattle, the Neolithic farmers may have brought some language. The Latin word Taurus, meaning bull, seems to have a Semitic origin; thus it could have been a loan word from the farmers who originated in the Middle East.
Cheese strainers have been found at LBK sites. In addition to making clay pottery with 1100 degree C high temperature kilns, they also made fanciful figurines:
Starčevo style farm
The Hamangia Culture 5200-4500 BCE
The Hamangia culture is a successor to the Starčevo–Körös–Criș culture, located along the western coast of the Black Sea. Settlements tended to be larger than in Starčevo–Körös–Criș Culture, and unlike before, some graves included pottery, figurines or jewelry, often Spondylus (spiny oyster) shells, sourced all the way from the Aegean Sea.
The Vinča culture 5400-4500 BCE
The Vinča culture is also a successor culture to Starčevo–Körös–Criș culture, located in the central Balkans and part of Hungary and Romania. Settlements grew to be very large: up to 72 acres, with up to 1000 houses and several thousand people. All the houses were similar, there is no evidence of social stratification. It is likely that the farmers had invented the cattle-driven plow, which made agriculture more efficient. The Vinča people also made unique figurines:
The Varna Culture 4600-4200 BCE
The Varna culture was discovered in northeastern Bulgaria in 1972 by a backhoe operator when he accidently dug into some ancient graves with elaborate grave goods. To date 294 graves have been excavated, with 61 having a total of more than 3,000 gold objects weighing 13 pounds. This is far more gold than is found collectively in all the other cultures of the world to that date. Two thirds of the objects were found in just four graves, with grave #43, an adult male having golden beads, arm rings, finger rings, a cast copper axe and a gold penis sheath. Interestingly, 47 of the graves were cenotaphs: graves with elaborate grave goods but no skeleton. Some centaphs had human sized clay masks instead of the head and gold amulets in the shape of women in place of the neck. Prior to this, hunter gatherer and Neolithic graves were very mundane; only 20-30% of LBK graves had modest tools, pottery or jewelry. The Varna necropolis points to a sudden marked degree of social stratification, with the emergence of chiefs. What accounts for this sudden change in societal structure?
It appears that the Varna culture probably brought the Chalcolithic, or Copper Age to the Balkans. There is some evidence of copper mining in Israel, Iran and Mesopotamia from 7000 BCE, but not widespread use. A copper axe dated around 5000 BCE was found in Serbia, related to the Vinča culture. The discovery of copper metallurgy was related to the high temperature 1100 degree C pottery kilns that were widespread at that time. If blue-green azurite or malachite copper ore is heated to 800 degrees C with powdered charcoal, tiny shiny beads of copper form. These can then be reheated, welded, and hammered into a wide variety of tools: fish hooks, awls, blades, and jewelry: beads, rings, and pendants. An analysis of the gold objects in Varna, shows that the gold was probably sourced from mountain streams close to known ancient copper mining sites. The metallurgy was extremely sophisticated; several articles were hollow, made by the lost wax process. It appears that copper mining and metallurgy had been percolating for several centuries, probably from its invention in the Vinca culture, but the Varna people were able to scale up the manufacture to industrial levels. Starting from this time, copper rings, beads, and axes start to be found across cultures even as far as 1,200 miles away on the Volga River. There had been long distance trade networks in Spondylus shells from the Aegean Sea, now magical copper tools and jewelry were traded for anything the Varna chiefs desired. Perhaps hunter gatherer and early farmers cultures are egalitarian because everyone is poor. What do you think caused extreme social stratification in Varna?
Grave #43 in the Varna necropolis. Note the copper axe-adze with a gold-sheathed handle and the gold penis sheath.
Map of Bulgarian copper mining sites, and gold placer mining areas in yellow
Zoomorphic Figures, possibly bulls, Gold, Varna, Varna, Grave 36, 4400-4200 BC, Varna Regional Museum of History (Photo: Rumyana Kostadinova Ivanova)
The Gumelniţa culture 4700-4000 BCE
The Gumelniţa culture was located north of Varna, in modern day Romania, along the coast of the Black Sea. It was a continuation of the Balkan farming cultures, except with the use of copper axes and jewelry. Like the Vinca culture, settlements were large and since the settlements had been in the same place for up to 2000 years, they had grown in height, to typically 30 or as much as 60 feet high and 700 feet in diameter. Archeologists call these large settlement mounds "tells", from the Arabic word "tall", meaning mound or hillock. By 4000 there were on the order of 600 tell sites in the Balkans.
The Gumelniţa culture had many beautiful figurines and statuettes, the majority of which represented females. Male figurines were less than 1%.
Ceramic designs from Pietrele/Magura
Copper Axes
The Cucuteni-Trypillia Culture 5500 to 2750 BCE
The Cucuteni–Trypillia culture was north of the Gumelniţa culture, to the east of the Carpathian Mountains encompassing what is now northeastern Romania and stretching east through Moldova to central Ukraine. It is named after site types found in the village of Cucuteni, Romania and Trypillia, in Kiev Oblast, Ukraine. The Cucuteni-Trypillia culture was the longest lasting of all the Neolithic/Chalcolithic cultures in Southeastern Europe.
Over 2400 settlements have been found to date. Cucuteni-Trypillian sites varied in size, from six houses to hundreds, and later, thousands of houses. The houses were rectangular and sized for one family unit, with one or two rooms, around 300 square feet, made of timber with clay floor, wattle and daub walls and thatched roof. Cattle skulls were often buried underneath the house floor as perhaps some sort of cultish deposit. Each house was self-contained with ceramic kilns, baking ovens and work centers, with loom weights, indicating looms were used to weave flax and later, wool. Most pottery was made by winding long coils of clay into circles to form the shape of the pot and then smoothing the sides, although there is some indirect evidence that they sometimes used a slow turning potter's wheel. Houses were set in circles, sometimes surrounding a larger central structure which may have functioned as a communal building. Cucuteni Trypillian settlements were completely burned down and rebuilt, often on the exact same floor plan every 75 years or so; no one knows why. Can you hazard some guesses?
The family units probably all participated in a subsistence farming life: working in the fields to raise crops, tending livestock, hunting wild game, gathering firewood or clay, fishing, and cooking. Population expansion was accommodated by splitting off and forming new settlements a few kilometers away as needed.
Since the farming communities were mostly self-sufficient, there was little need for trade, but some occurred. Certain types of flint were imported from 200 miles away; other flint tools were made in Cucuteni-Trypolie settlements and traded to other cultures. Copper was imported from the Gumelniţa culture, which sourced it from Varna culture in Bulgaria. Spondylus shells were sourced from the Aegean. Exquisite Cucuteni-Trypillian ceramic pots were traded with their neighbors. The earliest known salt works in the world was in Romania, used by the Starčevo culture, and later by the Cucuteni–Trypillia culture. This salt was necessary to supplement the grain based diet of people and cattle, and tens of thousands of pounds were likely widely exported each year.
One remarkable feature of the Cucuteni-Trypillian is that throughout the culture there are no signs of social stratification. The material culture is uniform throughout each settlement. There are no grave goods; we haven't found any graves and don't know what they did with their bodies. Perhaps in conjunction with egalitarianism, there are no signs of warfare or defensive fortifications such as palisades, at least until 4000 BCE. It may be that the period was a time of plenty; there was enough land and food and no reason for violence. Violence and defensive structures are found at various times throughout the European Neolithic, just not in Southeastern Europe during this period.
Another remarkable feature of the Cucuteni-Trypillian is the presence of female figurines with joined legs, exaggerated hips and buttocks and schematic rodlike heads about four inches long. These were found in nearly every house, some houses had nine or more. One collection, called the Council of the Goddesses, contained twenty-one figurines, with many reclining on little chairs.
We'll revisit the Cucuteni-Trypillian culture again next week.
Goddess figurine, Romania, 4050–3900 BC
Set of Twenty-one Figurines and Thirteen Chairs, Cucuteni, Poduri-Dealul Ghindaru, 4900-4750 BC, Neamţ County Museum Complex, Piatra Neamţ (Photo: Elena-Roxana Munteanu)
Clay model of house with Cattle Horns, circa 4500BCE
Reconstructed vertical loom
Marija Gimbutas
Marija Gimbutas was a Lithuanian archaeologist and anthropologist who was very influential in her interpretation of the cultures we've covered in this chapter, which she denoted as Old Europe. Growing up in Lithuania, she was exposed to many folk tales and rituals. After WWII, she worked at Harvard and UCLA where she studied Neolithic art and Indo-European folk tales. In several books she promoted an idea that Old Europe was goddess and woman centric. With her Kurgan Hypothesis, she explained the decline of Old Europe as an invasion of patriarchal Indo-European pastoralists from the Russian steppes. In her last book, The Living Goddesses, she traces women centered myth and ritual in Indo-European societies as surviving echoes of the formerly dominant culture of Old Europe.
Below are excerpts from her book, the first on her interpretation of the female figurines we have seen in this chapter, and the second regarding the matriarchal culture of the Basques.
What do you think of Gimbutas' ideas about figurines and matriarchal Old Europe and Basque society?
The End of Old Europe
Suvorovo Culture 4300 to 4000 BCE
From between 4300 and 4000 BCE, large kurgans began appearing on the northern edge of the Danube River delta where it empties into the Black Sea. Kurgans are large burial mounds of earth which cover a single or few graves. The word kurgan is derived from a Turkic word meaning "build", "erect", or "guard", "protect". These kurgans were about 30 feet in diameter, perhaps 20 feet high, and surrounded by standing stones. See a picture of a similar but larger kurgan from Russia, below:
Why did people spend so much time and effort building these burial mounds? No one really knows. They were probably a sign of respect for the honored chieftain buried within. Perhaps they were a marker of territory, or perhaps they mirrored the tell towns along the Danube.
This culture, known as the Suvorovo culture, is known only by its burials; no settlements have been found. Within the kurgans the skeleton ( or sometimes the several skeletons) were lavishly decorated with shell and copper beads, copper rings, bracelets and neck rings (torques). The copper was traced by elemental analysis to mines from the Varna culture in Bulgaria. Some graves included sacrificed cattle or sheep. Sometimes weapons, such as solid cast copper axes, spears and javelins, or polished stone mace heads in the shape of horse heads were in the burials:
Stone eared and horse head-maces. Anthony Figure 11.5
Anthony Figure 11.10 Suvorovo-Novodanilovka ornaments and weapons, about 4200–3900 BCE. (a, c) Vinogradni shell and canine tooth beads; (b) Suvorovo shell and deer tooth beads; (d) Decea Muresului shell beads; (e) Krivoy Rog shell beads; (f) Chapli lamellar flint blades; (g) Petro-Svistunovo, bone button and cast copper axe; (h) Petro-Svistunovo boar’s tusk (top), Giurgiulesti copper-sheathed boar’s tusk (bottom); (j) Chapli copper ornaments, including copper imitations of Cardium shells; (i) Utkonosovka bone beads; (k) Kainari copper “torque” with shell beads; (l) Petro-Svistunovo copper bracelet; (m) Suvorovo and Aleksandriya copper awls; (n) Giurgiuleşti composite spear-head, bone with flint microblade edges and tubular copper fittings.
These burials represent a huge departure from anything seen before in Old Europe. The shape of the male skulls were wide and flat, termed proto-Europoid, unlike the narrow and gracile skulls of the Neolithic farmers. The elaborate single grave was in sharp contrast to any egalitarian burial in Old Europe, excepting the chief in Varna. The weapons, the animal sacrifices, and the erection of a huge burial monument show that an entirely different culture had suddenly arrived.
Death of Old Europe
Soon after the Suvorovo kurgans started appearing, thirty small agricultural settlements of the Bolgrad culture, just north of the Danube delta were abandoned and burned. Most settlements were evacuated before burning; one was found left with whole pots, indicating abandonment was quick.
By 4000 BCE, the entire Balkans had fallen into what J.P. Mallory termed a "dark age". All of the 600 tell settlements in the Balkans were abandoned; new settlements of a new culture, called the Cernavodă culture occurred in all directions except eastwards and were located in marginal locations such as islands or caves, or on easily fortified hilltop or promontory sites. These new cultures did not use female figurines, had crude pottery, did not live on tells, and depended more on stockbreeding. All the copper mines in the Balkans abruptly ceased operation.
What caused the death of Old Europe? Gimbutas' kurgan or steppe hypothesis is that patriarchal cattle herders from the Russian and Ukrainian steppe invaded and destroyed the Neolithic cultures, much as the Slavic tribes would destroy all the Greek and Byzantine settlements in the Balkans over three millennia later. Gimbutas thought that the cattle herders from the steppes spoke proto-Indo-European language and eventually spread that language across Europe and Asia.
Another theory is climate change. The period from 6000 to 4000 BCE had been the warmest weather since the end of the ice age. Suddenly, perhaps due to a volcanic eruption or a meteor or asteroid impact, the weather got much colder, in an event called the Piora Oscillation. Two bitterly cold years occured in 4120 BCE and 4040 BCE, followed by a 140 year long bitterly cold period lasting from 3960 BCE to 3821 BCE. This shock could have collapsed the farming economy of Old Europe.
A third theory is that following two millennia of intensive farming with increasing populations, the soils around the tell towns decreased in fertility. Perhaps the death of Old Europe was a combination of all three. What do you think? One fact that is hard to understand however, is that the Cucuteni-Tripillian Culture, to the east of the Carpathians, did not collapse, rather it seemed to thrive and grow larger. In order to figure out why, in the next chapter we'll have to travel east to the steppes of Russia and Ukraine and figure out what was happening over there.
Optional Reading
Here's a short New York Times article about the cultures of Old Europe.